The Insurance Compliance Function — Overview of International Standards

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  • Management and board responsibilities with respect to the compliance function;
  • Requirements for the head of the compliance function;
  • Organization of the compliance function;
  • The steps in the compliance system;
  • Compliance training and awareness;
  • The compliance function’s role in internal investigations; and
  • Reporting by the compliance function to management and board.

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Jason Schupp

Jason Schupp

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Founder and Managing Member of Centers for Better Insurance, LLC